Form D · Hedge Fund

Seligman Financial Spectrum Fund LLC

New York, NY · CIK 0001455405

Offering snapshot reported May 13, 2010 · SEC filing

Reported sold: $30M
Investors reported: 11
Minimum accepted: $1M
First sale: Jan 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2010	Amendment	$29,990,000	No comparison	11	SEC filing
Feb 12, 2010	Amendment	$29,990,000	No comparison	11	SEC filing
Jan 30, 2009	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-127054

The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the management fee.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Columbia Management Investment Distributors, Inc.	840

Source: Form D, filed May 13, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Amy K. Johnson	Executive
Christopher P. Keating	Executive
Brian J. Mc Grane	Executive
Jeffrey F. Peters	Executive
Scott R. Plummer	Executive
William F. Truscott	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Park Avenue
New York, NY, 10017