Form D · Hedge Fund

SEIX CREDIT OPPORTUNITIES FUND, LLC

Upper Saddle River, NJ · CIK 0001460175

Offering snapshot reported Mar 5, 2015 · SEC filing

Reported sold
$101M
Indefinite offering
Investors reported
133
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$50.4M$101MMar 13, 2009Mar 12, 2010: $67,206,179.00Mar 11, 2011: $91,024,383.00Mar 9, 2012: $100,541,159.00Mar 8, 2013: $100,841,159.00Mar 6, 2014: $100,841,159.00Mar 5, 2015: $100,841,159.00Mar 5, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors132 → 133

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 5, 2015Amendment$100,841,159$0vs Mar 6, 2014133SEC filing
Mar 6, 2014Amendment$100,841,159$0vs Mar 8, 2013132SEC filing
Mar 8, 2013Amendment$100,841,159$300,000vs Mar 9, 2012131SEC filing
Mar 9, 2012Amendment$100,541,159$9,516,776vs Mar 11, 2011128SEC filing
Mar 11, 2011Amendment$91,024,383$23,818,204vs Mar 12, 2010109SEC filing
Mar 12, 2010Amendment$67,206,179No comparison70SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128939
Limited Liability Company Interests
Manager receives management fees which it may share with soliciting agents (Item 12); Fund pays no commissions directly. Total fees paid to date: $1,413,973.06.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Seix Investment Advisors LLCNone
SunTrust Investment Services, Inc.17499
SunTrust Bank (Personal Asset Management Division of Wealth and Investment Management)None
Harvest Oak Capital, LLCNone

Source: Form D, filed Mar 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEIX CREDIT OPPORTUNITIES FUND, LLC

Investment adviser: VIRTUS FIXED INCOME ADVISERS, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Jul 10, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CITRIN COOPERMAN NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1126232 · Jul 10, 2017 · Schedule D 7.B.(1), fund 805-6734047975

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Deirdre Ann Dillon Executive
George Konstantine Goudelias Executive
James Francis Keegan Executive
Michael Philip Kirkpatrick Executive
Michael Mc Eachern Executive
Patrick James Mc Nelis Executive
Brian Michael Nold Executive
None Seix Investment Advisors Llc Promoter
Robert Sherman Executive
George Michael Way Executive
Samuel Joseph Zona Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
10 Mountainview Road Suite C 200
Upper Saddle River, NJ, 07458