Form D · Commercial Banking
Security California Bancorp
Riverside, CA · CIK 0001501835
Offering snapshot reported Sep 30, 2010 · SEC filing
- Reported sold
- $20M Offering amount: $20M
- Investors reported
- 48 Form D · investor count
- Minimum accepted
- $101K Reported outside-investor minimum
- First sale
- Sep 15, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 30, 2010 | Initial | $20,000,000 | No comparison | 48 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $896K
- Finders' fees
- $0
- Form D file number
- 021-148356
Shares of Common Stock. The minimum investment amount in Item 11 may be waived.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets Corporation | 31194 | RBC Capital Markets Corporation · CRD 31194 |
Source: Form D, filed Sep 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Barry J. Aronoff | Director, Promoter |
| Russell Burch | Director, Promoter |
| Ernest Castro | Director, Promoter |
| Ayad Fargo | Director, Promoter |
| Thomas M. Ferrer | Executive, Promoter |
| Nicholas H. Goldware | Director, Promoter |
| Amy S. Harrison | Director, Promoter |
| Ernest W. Hwang | Director, Executive, Promoter |
| Steven Kienle | Director, Promoter |
| Walter T. Mc Donald | Director, Promoter |
| James A. Robinson | Director, Executive, Promoter |
| James Roorda | Director, Promoter |
| Zareh Sarrafian | Director, Promoter |
| Timothy Streeter | Executive, Promoter |
| Joseph Tavaglione | Director, Promoter |
| Michael T. Vanderpool | Director, Executive, Promoter |
| Bruce D. Varner | Director, Promoter |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
3403 Tenth Street Suite 830
Riverside, CA, 92501
Riverside, CA, 92501