Form D · Hedge Fund

Sector Zen Fund, sub-fund of Sector Investment Funds Plc

Dublin 2, L2 · CIK 0001657191

Offering snapshot reported Mar 1, 2022 · SEC filing

Reported sold
$20.3M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.2M$20.3MNov 5, 2015: $3,000,000.00Nov 5, 2015Mar 1, 2017: $3,000,000.00Mar 1, 2018: $3,000,000.00Mar 1, 2019: $20,300,000.00Feb 28, 2020: $20,300,000.00Mar 1, 2021: $20,300,000.00Mar 1, 2022: $20,300,000.00Mar 1, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 1, 2022Amendment$20,300,000$0vs Mar 1, 202111SEC filing
Mar 1, 2021Amendment$20,300,000$0vs Feb 28, 202011SEC filing
Feb 28, 2020Amendment$20,300,000$0vs Mar 1, 201911SEC filing
Mar 1, 2019Amendment$20,300,000$17,300,000vs Mar 1, 201811SEC filing
Mar 1, 2018Amendment$3,000,000$0vs Mar 1, 20171SEC filing
Mar 1, 2017Amendment$3,000,000$0vs Nov 5, 20151SEC filing
Nov 5, 2015Initial$3,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-250721
Clarification of Item 11 - The minimum investment amount is the USD equivalent of EUR 100,000. This is an open fund.

Source: Form D, filed Mar 1, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECTOR INVESTMENT FUNDS PLC, SECTOR ZEN FUND

Investment adviser: SECTOR FUND SERVICES AS

Gross asset value
$172M
Beneficial owners
38
ADV minimum commitment
$100K

Reported in Form ADV on Mar 23, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE IRELAND LLP DUBLIN, Ireland
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON SA/NV, DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian UBS LONDON, United Kingdom Related to adviser: No
Marketer SECTOR CAPITAL AS OSLO, Norway Related to adviser: Yes
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE IRELAND LLP
PCAOB 1193

GOLDMAN SACHS INTERNATIONAL
LEI W22LROWP2IHZNBB6K528

THE BANK OF NEW YORK MELLON SA/NV, DUBLIN BRANCH
LEI MMYX0N4ZEZ13Z4XCG897

UBS
LEI 5299007QVIQ7IO64NX37

Filing source

Form ADV 1610308 · Mar 23, 2022 · Schedule D 7.B.(1), fund 805-1536269468

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Joseph Boyce Director
Paul Dobbyn Director
Trond Hermansen Executive
Lars Tell Director
Conor Walsh Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
32 Molesworth Street
Dublin 2, L2, 00000