Form D · Hedge Fund

SECOR MSW Fund SPC

George Town, Grand Cayman, E9 · CIK 0001653532

Offering snapshot reported Oct 3, 2017 · SEC filing

Reported sold
$16.3M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 11, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.17M$16.3MSep 25, 2015: $3,100,000.00Sep 25, 2015Oct 3, 2016: $15,586,000.00Oct 3, 2016Oct 3, 2017: $16,336,000.00Oct 3, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,586,000 → $16,336,000
  • Reported investors5 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2017Amendment$16,336,000$750,000vs Oct 3, 20164SEC filing
Oct 3, 2016Amendment$15,586,000$12,486,000vs Sep 25, 20155SEC filing
Sep 25, 2015Initial$3,100,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248267

Source: Form D, filed Oct 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECOR MSW FUND SPC

Investment adviser: SECOR CAPITAL ADVISORS, LP

Gross asset value
$336M
Beneficial owners
29
ADV minimum commitment
$100K

Reported in Form ADV on Sep 22, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator NORTHERN TRUST HEDGE FUND SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1141870 · Sep 22, 2017 · Schedule D 7.B.(1), fund 805-5159280281

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Rhowena Blank Director
Greg Robbins Director
Secor Capital Advisors, Lp Promoter
Colleen Sullivan Director
Lauren Wolf Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Limited Cayman Corporate Centre, 27 Hospital Rd
George Town, Grand Cayman, E9, KY1-9008