Form D · Other Banking and Financial Services
SecondMarket Holdings, Inc.
New York, NY · CIK 0001479678
Offering snapshot reported Aug 21, 2012 · SEC filing
- Reported sold
- $420K Offering amount: $3M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $60K Reported outside-investor minimum
- First sale
- Aug 10, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2012 | Initial | $420,000 | No comparison | 3 | SEC filing |
| Nov 7, 2011 | Initial | $14,999,994 | No comparison | 1 | SEC filing |
| Apr 7, 2010 | Amendment | $15,000,000 | $9,000,000vs Jan 5, 2010 | 3 | SEC filing |
| Jan 5, 2010 | Initial | $6,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-183041
Source: Form D, filed Aug 21, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles Almond | Director |
| Gregory Besner | Executive |
| Christopher Chakford | Executive |
| Mabel Chu Wei Ning | Director |
| A. Stuart Donovan | Executive |
| Charles Kessler | Executive |
| Lawrence D. Lenihan | Director |
| Lawrence D. Lenihan, Jr. | Director |
| John A. Mc Kenna | Director |
| Scott Murphy | Director |
| Brendan O'connor | Executive |
| Kevin C. O'connor | Executive |
| M. Adam Oliveri | Executive |
| Chamath Palihapitiya | Director |
| Dominic Preuss | Executive |
| Philip H. Reicherz | Executive |
| Barry E. Silbert | Director, Executive |
| Jeremy A. Smith | Executive |
| John Paul Teutonico | Executive |
| Annemarie Tierney | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
26 Broadway 12 Th Floor
New York, NY, 10004
New York, NY, 10004