Form D · Hedge Fund
SECONDMARKET DIRECTLY FUND, LLC
New York, NY · CIK 0001567516
Offering snapshot reported Jul 29, 2013 · SEC filing
- Reported sold
- $247K Offering amount: $350K
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $1.25K Reported outside-investor minimum
- First sale
- Jul 26, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 29, 2013 | Initial | $247,300 | No comparison | 30 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $17.5K
- Finders' fees
- $0
- Form D file number
- 021-200370
The compensation disclosed herein, while paid to broker/dealer disclosed in Part 12 above, is merely aflat processing fee per transaction and is and will not be paid to any registered representative as a commission.
The compensation disclosed herein, while paid to broker/dealer disclosed in Part 12 above, is merely aflat processing fee per transaction and is and will not be paid to any registered representative as a commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SecondMarket, Inc. | 136962 | SecondMarket, Inc. · CRD 136962 |
Source: Form D, filed Jul 29, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Siegel | Executive |
| Jeremy Smith | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
636 Avenue Of The Americas 6 Th Floor
New York, NY, 10011
Phone: 212-668-5922
New York, NY, 10011
Phone: 212-668-5922