Form D · Private Equity Fund

Secondary Opportunities Fund III, LP

George Town, E9 · CIK 0001616746

Offering snapshot reported Oct 1, 2014 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 1, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$3.57M (estimated)
Finders' fees
$0
Form D file number
021-225596

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
n/aNoneDEAWM Distributors, Inc. · CRD 37306

Source: Form D, filed Oct 1, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECONDARY OPPORTUNITIES FUND III

Investment adviser: DWS ALTERNATIVES GLOBAL LIMITED

Gross asset value
$355M
Beneficial owners
58
ADV minimum commitment
$5M

Reported in Form ADV on Sep 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Filing source

Form ADV 2131800 · Sep 17, 2026 · Schedule D 7.B.(1), fund 805-2899401493

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Bolton Director
Nicholas K.J. Calvert Director
N/A Deutsche Alternative Asset Management (Global) Limited Promoter
None Leonardo Secondary Opportunities Fund Iii (Gp) Limited Promoter
Gianluca Muzzi Director
Adam Paul Rutherford Executive
Stephen J.T. Shaw Director
Alistair C.F. Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Deutsche Bank (Cayman) Limited, Pob 1984 Boundary Hall, Cricket Sq, 171 Elgin Ave
George Town, E9, KY1-1104