Form D · Other
Second Opportunity Capital, LLC
Phoenix, AZ · CIK 0001529953
Offering snapshot reported Sep 16, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $10M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 16, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-165990
The Manager of the Company reserves the right to offer a smaller or larger amount under the terms of the offering document, and reserves the right to accept investments less than the minimum investment of $500,000.
The Manager of the Company will receive 20% of the net proceeds from operations of the Company as an incentive fee.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None |
Source: Form D, filed Sep 16, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Lee | Executive, Promoter |
Issuer details
Industry: Other (See others in industry)
Address:
300 W. Clarendon Street Suite 230
Phoenix, AZ, 85013
Phoenix, AZ, 85013