Form D · Hedge Fund

SECOND CURVE OPPORTUNITY FUND LP

New York, NY · CIK 0001271616

Offering snapshot reported Apr 16, 2018 · SEC filing

Reported sold: $95.8M
Investors reported: 102
Minimum accepted: $0
First sale: Nov 1, 2003

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$94,807,995 → $95,807,995
Minimum accepted$1,000,000 → $0

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 16, 2018	Amendment	$95,807,995	$1,000,000vs Apr 20, 2017	102	SEC filing
Apr 20, 2017	Amendment	$94,807,995	$0vs Apr 20, 2016	102	SEC filing
Apr 20, 2016	Amendment	$94,807,995	$0vs Apr 20, 2015	102	SEC filing
Apr 20, 2015	Amendment	$94,807,995	$0vs Dec 18, 2014	102	SEC filing
Dec 18, 2014	Amendment	$94,807,995	$1vs Jun 26, 2014	102	SEC filing
Jun 26, 2014	Amendment	$94,807,994	$199,999vs Jul 16, 2013	102	SEC filing
Jul 16, 2013	Amendment	$94,607,995	$0vs Jul 18, 2012	102	SEC filing
Jul 18, 2012	Amendment	$94,607,995	$0vs Jul 18, 2011	102	SEC filing
Jul 18, 2011	Amendment	$94,607,995	$1,541,893vs Jul 19, 2010	102	SEC filing
Jul 19, 2010	Amendment	$93,066,102	$4,541,038vs Jul 17, 2009	99	SEC filing
Jul 17, 2009	Amendment	$88,525,064	No comparison	89	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-60670

Source: Form D, filed Apr 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECOND CURVE OPPORTUNITY FUND, L.P.

Investment adviser: SECOND CURVE CAPITAL, LLC

Gross asset value: $25M
Beneficial owners: 24
ADV minimum commitment: $1M

Reported in Form ADV on Sep 23, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON, LLP NEW YORK, New York, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORTON, LLP
PCAOB 248

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1347070 · Sep 23, 2019 · Schedule D 7.B.(1), fund 805-7905809371

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas K. Brown	Executive
Second Curve Capital, Llc	Executive
Second Curve Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Second Curve Capital, Llc 350 Fifth Avenue, Suite 4730
New York, NY, 10118