Form D · Hedge Fund

Second Curve Opportunity Fund International, Ltd.

Grand Cayman, E9 · CIK 0001308614

Offering snapshot reported Apr 20, 2016 · SEC filing

Reported sold: $14.5M
Investors reported: 14
Minimum accepted: $100K
First sale: Jan 4, 2004

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1,000,000 → $100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 20, 2016	Amendment	$14,495,965	$0vs Apr 20, 2015	14	SEC filing
Apr 20, 2015	Amendment	$14,495,965	$0vs Dec 18, 2014	14	SEC filing
Dec 18, 2014	Amendment	$14,495,965	$0vs Jan 3, 2014	14	SEC filing
Jan 3, 2014	Amendment	$14,495,965	-$16,993,814vs Jan 17, 2013	14	SEC filing
Jan 17, 2013	Amendment	$31,489,779	$0vs Jan 18, 2012	19	SEC filing
Jan 18, 2012	Amendment	$31,489,779	$0vs Jan 18, 2011	19	SEC filing
Jan 18, 2011	Amendment	$31,489,779	$0vs Jan 19, 2010	19	SEC filing
Jan 19, 2010	Amendment	$31,489,779	$155,000vs Mar 10, 2009	12	SEC filing
Jan 4, 2010	Amendment	$31,489,779	$155,000vs Mar 10, 2009	12	SEC filing
Mar 10, 2009	Amendment	$31,334,779	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-71010

Source: Form D, filed Apr 20, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECOND CURVE OPPORTUNITY FUND INTERNATIONAL LTD.

Investment adviser: SECOND CURVE CAPITAL, LLC

Gross asset value: $13.1M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORTON GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 904655 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-5341188237

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas K. Brown	Executive
Jennifer Collins	Director
Philip Hughes	Director
Julie Hughes	Director
Collins Jennifer	Director
Stephen Krug	Director
Vijayabalan Murugesu	Director
Thomas Parsons Jr.	Director
Thomas Parsons, Jr.	Director
Second Curve Capital, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Elian Fiduciary Services (Cayman) Ltd 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9007