Form D · Private Equity Fund

Second Alpha Partners IV, L.P.

New York, NY · CIK 0001702979

Offering snapshot reported Apr 5, 2018 · SEC filing

Reported sold: $43M
Investors reported: 56
Minimum accepted: $0
First sale: Mar 22, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$14,550,000 → $42,950,000
Reported investors13 → 56

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 5, 2018	Amendment	$42,950,000	$28,400,000vs Apr 5, 2017	56	SEC filing
Apr 5, 2017	Initial	$14,550,000	No comparison	13	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-284126

Source: Form D, filed Apr 5, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SECOND ALPHA PARTNERS IV, L.P.

Investment adviser: SECOND ALPHA PARTNERS, LLC

Gross asset value: $107M
Beneficial owners: 93
ADV minimum commitment: $25K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY US, LLP TEWKSBURY, Massachusetts, United States

Custodian JP MORGAN CHASE BANK. N. A. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: No

Marketer FOCUSPOINT PRIVATE CAPITAL GROUP NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY US, LLP
PCAOB 2398

JP MORGAN CHASE BANK. N. A.
LEI 984500653R409CC5AB28

J.P. MORGAN SECURITIES LLC
SEC 8-35008

FOCUSPOINT PRIVATE CAPITAL GROUP
CRD 122341 · SEC 8-65488

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Filing source

Form ADV 2079313 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-7617709952

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Second Alpha Partners II, L.P.	Dec 5, 2013	$6,275,000	1
Second Alpha Partners IV, L.P. (this fund)	Apr 5, 2018	$42,950,000	56
Second Alpha Partners V, L.P.	Sep 12, 2022	$113,925,000	76
Second Alpha Partners VI, L.P.	Nov 18, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard Brekka	Executive
James Sanger	Executive
N/A Second Alpha Partners Iv Gp, Llc	Executive
N/A Second Alpha Partners Iv Gp, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

276 Fifth Avenue, Suite 901
New York, NY, 10001