Form D · Private Equity Fund

SEAVEST PROPERTIES III LLC

White Plains, NY · CIK 0001432878

Offering snapshot reported May 4, 2011 · SEC filing

Reported sold: $66.4M
Investors reported: 49
Minimum accepted: $0
First sale: Jan 15, 2008

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 4, 2011	Amendment	$66,397,500	No comparison	49	SEC filing
Apr 15, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $50K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-117213

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Groton Securities LLC	126600

Source: Form D, filed May 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEAVEST PROPERTIES III LLC

Investment adviser: RETHINK CAPITAL PARTNERS, LLC

Gross asset value: $2.95M
Beneficial owners: 52
ADV minimum commitment: $100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No

Marketer BROOKFIELD PRIVATE ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG LLP
PCAOB 185

BROOKFIELD PRIVATE ADVISORS LLC
CRD 151423 · SEC 8-68370

Filing source

Form ADV 1377956 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-1939819411

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
SEAVEST PROPERTIES III LLC (this fund)	May 4, 2011	$66,397,500	49
Seavest Properties V, LLC	Oct 5, 2018	$15,300,000	17

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Douglas A. Ray	Director, Executive
Richard D. Segal	Director, Executive
A. Donna Tookmanian	Director, Executive
John Winer	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

707 Westchester Avenue
White Plains, NY, 10604