Form D · Private Equity Fund
Seafront Technology Fund Series LLC, Series 1
Mill Valley, CA · CIK 0001631591
Offering snapshot reported Feb 25, 2015 · SEC filing
- Reported sold
- $1.03M Offering amount: $1.03M
- Investors reported
- 11 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jan 2, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$880,747 → $1,030,747
- Reported investors8 → 11
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 25, 2015 | Amendment | $1,030,747 | $150,000vs Feb 12, 2015 | 11 | SEC filing |
| Feb 12, 2015 | Amendment | $880,747 | $330,747vs Jan 23, 2015 | 8 | SEC filing |
| Jan 23, 2015 | Initial | $550,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-232804
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerson Equtiy, LLC | 130032 | Emerson Equity, LLC · CRD 130032 |
Source: Form D, filed Feb 25, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Paul Garrett | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Mill Valley, CA, 94941