Form D · Hedge Fund

Sea Smoke Fund, LLC

Stamford, CT · CIK 0001661292

Offering snapshot reported Mar 29, 2018 · SEC filing

Reported sold: $291M
Investors reported: 15
Minimum accepted: $0
First sale: Dec 4, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$204,478,600 → $290,976,045
Reported investors17 → 15

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 29, 2018	Amendment	$290,976,045	$86,497,445vs Dec 27, 2016	15	SEC filing
Dec 27, 2016	Amendment	$204,478,600	$56,978,600vs Dec 22, 2015	17	SEC filing
Dec 22, 2015	Initial	$147,500,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-253615

Source: Form D, filed Mar 29, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SEA SMOKE FUND, L.L.C.

Investment adviser: STRUCTURED PORTFOLIO MANAGEMENT, L.L.C

Gross asset value: $999M
Beneficial owners: 23
ADV minimum commitment: $3M

Reported in Form ADV on Jan 8, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRANT THORNTON LLP
PCAOB 248

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 1262506 · Jan 8, 2019 · Schedule D 7.B.(1), fund 805-5404781170

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ward J. Mc Graw	Executive
N/A Spm Products, L.L.C.	Executive
N/A Structured Portfolio Management, L.L.C.	Executive
Angela Wu	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Washington Blvd. 5 Th Floor
Stamford, CT, 06902