Form D · Residential
SE III Investors LLC
Woburn, MA · CIK 0001656369
Offering snapshot reported Mar 16, 2016 · SEC filing
- Reported sold
- $19.1M Offering amount: $19.5M
- Investors reported
- 95 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 2, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$17,010,000 → $19,110,000
- Reported investors80 → 95
- Minimum accepted$50,000 → $25,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 16, 2016 | Amendment | $19,110,000 | $2,100,000vs Jan 26, 2016 | 95 | SEC filing |
| Jan 26, 2016 | Amendment | $17,010,000 | $2,950,000vs Dec 29, 2015 | 80 | SEC filing |
| Dec 29, 2015 | Amendment | $14,060,000 | $6,060,000vs Nov 6, 2015 | 63 | SEC filing |
| Nov 6, 2015 | Initial | $8,000,000 | No comparison | 36 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-250841
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 | Equus Financial Consulting LLC · CRD 131449 |
Source: Form D, filed Mar 16, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis F Karger | Director, Executive |
| David R. Masse | Director, Executive |
Issuer details
Industry: Residential (See others in industry)
Address:
300 Trade Center, Suite 7700
Woburn, MA, 01801
Woburn, MA, 01801