Form D · REITS and Finance

SDP REIT, LLC

Salt Lake City, UT · CIK 0001763907

Offering snapshot reported Jan 8, 2019 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 4, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 8, 2019Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity
Exemptions
06b, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-329935

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 8, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SDP REIT, LLC

Investment adviser: SUNDANCE BAY INVESTMENT MANAGER, LLC

Gross asset value
$512M
Beneficial owners
126
ADV minimum commitment
$1K

Reported in Form ADV on Oct 13, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP IRVINE, California, United States
Custodian COLORADO FEDERAL SAVINGS BANK GREENWOOD VILLAGE, Colorado, United States Related to adviser: No
Custodian FORTIS PRIVATE BANK MIDVALE, Utah, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A. SALT LAKE CITY, Utah, United States Related to adviser: No
Marketer H & L EQUITIES, LLC ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

H & L EQUITIES, LLC
CRD 113794 · SEC 8-53371

Filing source

Form ADV 1680452 · Oct 13, 2022 · Schedule D 7.B.(1), fund 805-1623118245

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Baughman Director
Michael Nixon Director
Stanford Ricks Director

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
1240 E. 2100 S. Suite #300
Salt Lake City, UT, 84106