Form D · Other Technology
UpGuard, Inc.
Mountain View, CA · CIK 0001615311
Offering snapshot reported Jun 14, 2021 · SEC filing
- Reported sold
- $19M Offering amount: $19M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 28, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 14, 2021 | Initial | $19,044,613 | No comparison | 6 | SEC filing |
| Aug 11, 2014 | Initial | $8,727,199 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-402735
Conversion of promissory notes
Source: Form D, filed Jun 14, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Baukes | Director, Executive, Promoter |
| Chris Cooper | Director |
| Hamish Hawthorne | Director |
| Vivek Mehra | Director |
| Scott Petry | Director |
| Alan Sharp Paul | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
650 Castro Street, Suite 120 387
Mountain View, CA, 94041
Mountain View, CA, 94041