Form D · Investing
Scottrade Financial Services, Inc.
St. Louis, MO · CIK 0001525994
Offering snapshot reported Jul 18, 2011 · SEC filing
- Reported sold
- $375M Offering amount: $375M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 11, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 18, 2011 | Initial | $375,000,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.44M
- Finders' fees
- $0
- Form D file number
- 021-163063
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 | |
| U.S. Bancorp Investments, Inc. | 17868 | |
| Suntrust Robinson Humphrey, Inc. | 6271 | |
| Fifth Third Securities, Inc. | 628 | |
| Wells Fargo Securities, LLC | 126292 |
Source: Form D, filed Jul 18, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Edward Jung | Executive |
| Rodger O. Riney | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
700 Maryville Centre Drive
St. Louis, MO, 63141
St. Louis, MO, 63141