Form D · Other Investment Fund

SCOTT MACON ASSET MANAGEMENT FUND LLC

New York, NY · CIK 0001420713

Offering snapshot reported Feb 24, 2025 · SEC filing

Reported sold
$4.25M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
Jan 2, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.12M$4.25MDec 6, 2007Mar 10, 2010: $4,195,000.00Mar 2, 2011: $4,245,000.00Mar 1, 2012: $4,245,000.00Feb 26, 2013: $4,245,000.00Feb 20, 2014: $4,245,000.00Feb 18, 2015: $4,245,000.00Feb 18, 2016: $4,245,000.00Feb 17, 2017: $4,245,000.00Feb 16, 2018: $4,245,000.00Feb 15, 2019: $4,245,000.00Feb 14, 2020: $4,245,000.00Feb 16, 2021: $4,245,000.00Feb 16, 2022: $4,245,000.00Feb 16, 2023: $4,245,000.00Feb 23, 2024: $4,245,000.00Feb 24, 2025: $4,245,000.00Feb 24, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2025Amendment$4,245,000$0vs Feb 23, 202414SEC filing
Feb 23, 2024Amendment$4,245,000$0vs Feb 16, 202314SEC filing
Feb 16, 2023Amendment$4,245,000$0vs Feb 16, 202214SEC filing
Feb 16, 2022Amendment$4,245,000$0vs Feb 16, 202114SEC filing
Feb 16, 2021Amendment$4,245,000$0vs Feb 14, 202014SEC filing
Feb 14, 2020Amendment$4,245,000$50,000vs Mar 10, 201014SEC filing
Feb 15, 2019Amendment$4,245,000$50,000vs Mar 10, 201014SEC filing
Feb 16, 2018Amendment$4,245,000$50,000vs Mar 10, 201014SEC filing
Feb 17, 2017Amendment$4,245,000$0vs Feb 18, 201614SEC filing
Feb 18, 2016Amendment$4,245,000$0vs Feb 18, 201514SEC filing
Feb 18, 2015Amendment$4,245,000$0vs Feb 20, 201414SEC filing
Feb 20, 2014Amendment$4,245,000$0vs Mar 2, 201114SEC filing
Feb 26, 2013Amendment$4,245,000$0vs Mar 2, 201114SEC filing
Mar 1, 2012Amendment$4,245,000$0vs Mar 2, 201114SEC filing
Mar 2, 2011Amendment$4,245,000$50,000vs Mar 10, 201014SEC filing
Mar 10, 2010Amendment$4,195,000No comparison13SEC filing
Dec 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-111961

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
SCOTT-MACON SECURITIES, INC.17406

Source: Form D, filed Feb 24, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCOTT-MACON ASSET MANAGEMENT FUND, LLC

Investment adviser: SCOTT-MACON ASSET MANAGEMENT, INC.

Gross asset value
$1.07M
Beneficial owners
5
ADV minimum commitment
$200K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ASSURANCE DIMENSIONS MARGATE, Florida, United States
Custodian ADM INVESTOR SERVICES, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian WELLS FARGO CLEARING SERVICES, LLC FLORHAM PARK, New Jersey, United States Related to adviser: No
Marketer SCOTT-MACON SECURITIES, INC. NEW YORK, New York, United States Related to adviser: Yes
Prime broker ADM INVESTOR SERVICES, INC. CHICAGO, Illinois, United States
Prime broker WELLS FARGO CLEARING SERVICES, LLC FLORHAM PARK, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ASSURANCE DIMENSIONS
PCAOB 5036

WELLS FARGO CLEARING SERVICES, LLC
SEC 8-37180

SCOTT-MACON SECURITIES, INC.
CRD 17406 · SEC 8-35184

WELLS FARGO CLEARING SERVICES, LLC
CRD 19616 · SEC 8-37180

Filing source

Form ADV 1860260 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-5936656422

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert B. Dimmitt Director
William K. French Executive
Frank Lagrange Johnson Director
Alexander L. Scott Director, Executive
Alfred L. Scott Director
N/A Scott Macon Asset Management, Inc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
800 Third Avenue 15 Th Floor
New York, NY, 10022