Form D · Hedge Fund

SCOPIA PARTNERS LLC

New York, NY · CIK 0001141561

Offering snapshot reported Sep 13, 2019 · SEC filing

Reported sold
$116M
Indefinite offering
Investors reported
200
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Mar 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$58.2M$116MMar 13, 2009: $20,121,500.00Mar 13, 2009Feb 5, 2010: $81,588,065.00Sep 20, 2010: $90,284,035.00Sep 20, 2011: $91,552,035.00Sep 20, 2012: $99,078,238.00Sep 20, 2013: $103,676,357.00Sep 22, 2014: $109,010,699.00Sep 15, 2015: $112,290,490.00Sep 15, 2016: $113,456,075.00Sep 15, 2017: $114,195,954.00Sep 14, 2018: $114,830,939.00Sep 13, 2019: $116,307,080.00Sep 13, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$114,830,939 → $116,307,080

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2019Amendment$116,307,080$1,476,141vs Sep 14, 2018200SEC filing
Sep 14, 2018Amendment$114,830,939$634,985vs Sep 15, 2017200SEC filing
Sep 15, 2017Amendment$114,195,954$739,879vs Sep 15, 2016199SEC filing
Sep 15, 2016Amendment$113,456,075$1,165,585vs Sep 15, 2015192SEC filing
Sep 15, 2015Amendment$112,290,490$3,279,791vs Sep 22, 2014184SEC filing
Sep 22, 2014Amendment$109,010,699$5,334,342vs Sep 20, 2013177SEC filing
Sep 20, 2013Amendment$103,676,357$4,598,119vs Sep 20, 2012171SEC filing
Sep 20, 2012Amendment$99,078,238$7,526,203vs Sep 20, 2011162SEC filing
Sep 20, 2011Amendment$91,552,035$1,268,000vs Sep 20, 2010137SEC filing
Sep 20, 2010Amendment$90,284,035$8,695,970vs Feb 5, 2010135SEC filing
Feb 5, 2010Amendment$81,588,065$61,466,565vs Mar 13, 2009129SEC filing
Mar 13, 2009Amendment$20,121,500No comparisonNot reportedSEC filing
Feb 14, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-86708

Source: Form D, filed Sep 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCOPIA PARTNERS LLC

Investment adviser: SCOPIA CAPITAL MANAGEMENT LP

Gross asset value
$63.4M
Beneficial owners
84
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1289168 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-1370239638

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeremy Mindich Executive
Scopia Capital Gp Llc Executive
Scopia Capital Management Lp Executive
Matthew Sirovich Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
152 West 57 Th Street 33 Rd Floor
New York, NY, 10019