Form D · Hedge Fund

SCOPIA LB LLC

New York, NY · CIK 0001579272

Offering snapshot reported Jan 11, 2019 · SEC filing

Reported sold
$97.2M
Indefinite offering
Investors reported
37
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$48.6M$97.2MJan 15, 2014: $1,725,000.00Jan 15, 2014Jan 15, 2015: $28,681,112.00Jan 15, 2015Jan 15, 2016: $43,577,928.00Jan 15, 2016Jan 13, 2017: $96,724,247.00Jan 13, 2017Jan 12, 2018: $97,234,247.00Jan 12, 2018Jan 11, 2019: $97,234,247.00Jan 11, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2019Amendment$97,234,247$0vs Jan 12, 201837SEC filing
Jan 12, 2018Amendment$97,234,247$510,000vs Jan 13, 201737SEC filing
Jan 13, 2017Amendment$96,724,247$53,146,319vs Jan 15, 201637SEC filing
Jan 15, 2016Amendment$43,577,928$14,896,816vs Jan 15, 201530SEC filing
Jan 15, 2015Amendment$28,681,112$26,956,112vs Jan 15, 201424SEC filing
Jan 15, 2014Initial$1,725,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-210119

Source: Form D, filed Jan 11, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCOPIA LB LLC

Investment adviser: SCOPIA CAPITAL MANAGEMENT LP

Gross asset value
$87.8M
Beneficial owners
23
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1395269 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-5915571542

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeremy Mindich Executive
Scopia Capital Gp Llc Executive
Scopia Capital Management Lp Executive
Matthew Sirovich Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Scopia Capital Gp Llc 152 West 57 Th Street, 33 Rd Floor
New York, NY, 10019