Form D · Hedge Fund

Scopia Health Care LLC

New York, NY · CIK 0001643234

Offering snapshot reported May 31, 2018 · SEC filing

Reported sold
$71.4M
Indefinite offering
Investors reported
30
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
May 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.7M$71.4MMay 29, 2015: $11,050,000.00May 29, 2015May 31, 2016: $42,185,524.00May 31, 2016May 31, 2017: $57,552,076.00May 31, 2017May 31, 2018: $71,367,075.00May 31, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$57,552,076 → $71,367,075
  • Reported investors26 → 30

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 31, 2018Amendment$71,367,075$13,814,999vs May 31, 201730SEC filing
May 31, 2017Amendment$57,552,076$15,366,552vs May 31, 201626SEC filing
May 31, 2016Amendment$42,185,524$31,135,524vs May 29, 201523SEC filing
May 29, 2015Initial$11,050,000No comparison12SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-240827

Source: Form D, filed May 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCOPIA HEALTH CARE LLC

Investment adviser: SCOPIA CAPITAL MANAGEMENT LP

Gross asset value
$92.8M
Beneficial owners
30
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG NEW YORK, New York, United States
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH FINANCIAL MARKETS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MORGAN STANLEY & CO. LLC
SEC 8-15869

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1289168 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-9674047396

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scopia Capital Gp Llc Executive, Promoter
Scopia Capital Management Lp Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
152 West 57 Th Street 33 Rd Floor
New York, NY, 10019