Form D · Hedge Fund

Scopia Emerging Managers, LLC

New York, NY · CIK 0001498623

Offering snapshot reported Sep 17, 2013 · SEC filing

Reported sold
$3M
Offering amount: $3M
Investors reported
3
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Aug 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.5M$3MAug 12, 2010: $1,000,000.00Aug 12, 2010Sep 20, 2010: $1,500,000.00Sep 15, 2011: $2,300,000.00Sep 15, 2011Sep 14, 2012: $3,000,000.00Sep 14, 2012Sep 17, 2013: $3,000,000.00Sep 17, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 17, 2013Amendment$3,000,000$0vs Sep 14, 20123SEC filing
Sep 14, 2012Amendment$3,000,000$700,000vs Sep 15, 20113SEC filing
Sep 15, 2011Amendment$2,300,000$800,000vs Sep 20, 20103SEC filing
Sep 20, 2010Amendment$1,500,000$500,000vs Aug 12, 201011SEC filing
Aug 12, 2010Initial$1,000,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-146299

Source: Form D, filed Sep 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SCOPIA EMERGING MANAGERS LLC

Investment adviser: SCOPIA CAPITAL MANAGEMENT LP

Gross asset value
$7.82M
Beneficial owners
11
ADV minimum commitment
$250K

Reported in Form ADV on Feb 8, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 700160 · Feb 8, 2013 · Schedule D 7.B.(1), fund 805-4165199807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jeremy Mindich Executive
Matthew Sirovich Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
152 West 57 Th Street 33 Rd Floor
New York, NY, 10019