Form D · Telecommunications
Lattice INC
Pennsauken, NJ · CIK 0000350644
Offering snapshot reported Jun 28, 2016 · SEC filing
- Reported sold
- $217K Offering amount: $217K
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 23, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2016 | Initial | $217,200 | No comparison | 7 | SEC filing |
| Jun 28, 2016 | Initial | $382,800 | No comparison | 15 | SEC filing |
| Nov 17, 2015 | Initial | $416,620 | No comparison | 15 | SEC filing |
| Apr 8, 2014 | Initial | $1,063,000 | No comparison | 21 | SEC filing |
| May 5, 2011 | Initial | $1,200,000 | No comparison | 1 | SEC filing |
| May 5, 2011 | Initial | $435,100 | No comparison | 11 | SEC filing |
| Dec 1, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Oct 12, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $10.9K
- Finders' fees
- $0
- Form D file number
- 021-265905
The commission consists of the cash fee noted above and a warrant to purchase 181,000 shares of Common Stock at the price of $0.06 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Boenning & Scattergood, Inc. | 100 |
Source: Form D, filed Jun 28, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Boyd | Director |
| Paul Burgess | Executive |
| Robert E. Galbraith | Director |
| Joe Noto | Executive |
| Joseph Noto | Executive |
| Mark V. Rosenker | Director |
| Richard Stewart | Director |
| Donald Upson | Director |
| Robert Wurwarg | Director |
Issuer details
Industry: Telecommunications (See others in industry)
Address:
7150 N. Park Drive Suite 500
Pennsauken, NJ, 08109
Pennsauken, NJ, 08109