Form D · Other Investment Fund

Schroder Japan Equity Micro Cap Fund (Cayman) Ltd

New York, NY · CIK 0001805220

Offering snapshot reported Aug 1, 2023 · SEC filing

Reported sold
$65.7M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 2, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$32.8M$65.7MJul 16, 2021: $48,000,000.00Jul 16, 2021Jul 26, 2022: $56,000,000.00Jul 26, 2022Aug 1, 2023: $65,695,123.00Aug 1, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$56,000,000 → $65,695,123

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 1, 2023Amendment$65,695,123$9,695,123vs Jul 26, 20222SEC filing
Jul 26, 2022Amendment$56,000,000$8,000,000vs Jul 16, 20212SEC filing
Jul 16, 2021Amendment$48,000,000No comparisonNot reportedSEC filing
Jun 2, 2020Amendment$28,000,000$0vs Mar 6, 20201SEC filing
Mar 6, 2020Initial$28,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-362196

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
SCHRODER FUND ADVISORS LLC24129

Source: Form D, filed Aug 1, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Marc J. Brookman Executive
Paul Chislett Director
Mark A. Hemenetz Director, Executive
Lisa Hornby Director
Stephen Kwa Director, Executive
Richard J. Lowe Director
Philip Robert Middleton Director, Executive
Tiffani Potesta Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
7 Bryant Park
New York, NY, 10018-3706