Form D · Other
SBT Holdings Inc.
Burlington, MA · CIK 0001423688
Offering snapshot reported May 29, 2015 · SEC filing
- Reported sold
- $10.8M Offering amount: $20.5M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 22, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,824,997 → $10,831,162
- Reported investors0 → 13
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 29, 2015 | Amendment | $10,831,162 | $3,006,165vs Oct 16, 2014 | 13 | SEC filing |
| Mar 19, 2015 | Initial | $5,300,000 | No comparison | 5 | SEC filing |
| Oct 16, 2014 | Initial | $7,824,997 | No comparison | 0 | SEC filing |
| Jul 12, 2013 | Initial | $4,999,995 | No comparison | 6 | SEC filing |
| Oct 23, 2012 | Initial | $11,999,998 | No comparison | 3 | SEC filing |
| Jul 30, 2012 | Initial | $5,936,299 | No comparison | 1 | SEC filing |
| Apr 10, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-226583
Series C Convertible Preferred Stock
Source: Form D, filed May 29, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John K. Bakewell | Director |
| Mark Beucler | Executive |
| Graham Blackbeard | Director |
| Elizabeth Cacciola | Executive |
| Annette Campbell White | Director |
| Sean Carney | Director |
| Ruoxi Chen | Director |
| Michael Gibbs | Executive |
| Christopher Gilbert | Executive |
| Pascal Girin | Director |
| Michael Kehoe | Director, Executive |
| Noah Knauf | Director |
| Charles Liamos | Director |
| Michael Nealon | Executive |
| James Thomas | Director |
| Alex Zisson | Director |
Issuer details
Industry: Other (See others in industry)
Address:
C/O Keystone Dental, Inc. 144 Middlesex Turnpike
Burlington, MA, 01803
Burlington, MA, 01803