Form D · Commercial Banking
SBM Financial, Inc.
Gardiner, ME · CIK 0001490991
Offering snapshot reported Jun 4, 2010 · SEC filing
- Reported sold
- $60M Offering amount: $60M
- Investors reported
- 45 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 26, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 4, 2010 | Initial | $60,000,000 | No comparison | 45 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $4.2M
- Finders' fees
- $0
- Form D file number
- 021-143011
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DOUGLAS REIDEL | 2339824 | KEEFE, BRUYETTE & WOODS, INC. · CRD 481 |
Source: Form D, filed Jun 4, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John W. Everets | Director, Executive |
| Richard Field | Director |
| James H. Ozanne | Director |
| Ronald E. Roark | Director |
| Willard B. Soper, Ii | Director, Executive |
| Dennis W. Townley | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
190 Water Street
Gardiner, ME, 04345
Gardiner, ME, 04345