Form D · Other Investment Fund

SBB Research Group Investors IV LLC

Northbrook, IL · CIK 0001581246

Offering snapshot reported Feb 21, 2024 · SEC filing

Reported sold
$29M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.5M$29MSep 13, 2021: $12,933,968.00Sep 13, 2021Mar 4, 2022: $12,933,968.00Mar 4, 2022Feb 24, 2023: $29,013,358.00Feb 24, 2023Feb 21, 2024: $29,013,359.00Feb 21, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$29,013,358 → $29,013,359
  • Reported investors18 → 4

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 21, 2024Amendment$29,013,359$1vs Feb 24, 20234SEC filing
Feb 24, 2023Amendment$29,013,358$16,079,390vs Mar 4, 202218SEC filing
Mar 4, 2022Amendment$12,933,968$0vs Sep 13, 202116SEC filing
Sep 13, 2021Amendment$12,933,968No comparisonNot reportedSEC filing
Sep 15, 2020Amendment$15,687,707$4,255,349vs Sep 19, 201917SEC filing
Sep 19, 2019Amendment$11,432,358$30,000vs Sep 19, 201817SEC filing
Sep 19, 2018Amendment$11,402,358$0vs Sep 20, 201717SEC filing
Sep 20, 2017Amendment$11,402,358$6,402,358vs Sep 23, 201617SEC filing
Sep 23, 2016Amendment$5,000,000$0vs Sep 23, 201615SEC filing
Sep 23, 2016Amendment$5,000,000$0vs Jul 26, 201315SEC filing
Jul 26, 2013Initial$5,000,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-200341

Source: Form D, filed Feb 21, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SBB RESEARCH GROUP INVESTORS IV LLC

Investment adviser: SBB RESEARCH GROUP LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Jan 5, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor BAKER TILLY VIRCHOW KRAUSE, LLP CHICAGO, Illinois, United States
Custodian J.P. MORGAN SECURITIES LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

BAKER TILLY VIRCHOW KRAUSE, LLP
PCAOB 23

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Filing source

Form ADV 2037030 · Jan 5, 2026 · Schedule D 7.B.(1), fund 805-3413554164

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matthew Lawrence Aven Director, Executive, Promoter
Samuel Benjamin Barnett Director, Executive, Promoter
Sam Barnett Executive
Brad Alan Greenstein Executive
Walter M Kelly Executive
Sandeep D Navalgund Executive
N/A Sbb Research Group Llc Promoter
* Sbb Research Group Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
450 Skokie Boulevard Building 600
Northbrook, IL, 60062