Form D · Hedge Fund

SBAV LP

New York, NY · CIK 0001519604

Offering snapshot reported May 11, 2015 · SEC filing

Reported sold
$6M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 31, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3M$6MMay 2, 2011: $6,000,000.00May 2, 2011May 2, 2012: $6,000,000.00May 2, 2012May 9, 2013: $6,000,000.00May 9, 2013May 9, 2014: $6,000,000.00May 9, 2014May 11, 2015: $6,000,000.00May 11, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 11, 2015Amendment$6,000,000$0vs May 2, 20112SEC filing
May 9, 2014Amendment$6,000,000$0vs May 2, 20112SEC filing
May 9, 2013Amendment$6,000,000$0vs May 2, 20112SEC filing
May 2, 2012Amendment$6,000,000$0vs May 2, 20112SEC filing
May 2, 2011Initial$6,000,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159159

Source: Form D, filed May 11, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SBAV LP

Investment adviser: CLINTON GROUP, INC

Gross asset value
$19.4M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Dec 16, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE AND TOUCHE GEORGE TOWN, Cayman Islands
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 963132 · Dec 16, 2015 · Schedule D 7.B.(1), fund 805-7626245929

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Clinton Group, Inc. Promoter
George Hall Executive
Sbav Gp Llc Sbav Gp Llc Executive
Sbav Gp Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
601 Lexington Avenue 51 St Floor
New York, NY, 10022