Form D · Investment Banking
Sawtooth Capital LLC
Newburgh, NY · CIK 0001477731
Offering snapshot reported Mar 10, 2010 · SEC filing
- Reported sold
- $900K Indefinite offering
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $100 Reported outside-investor minimum
- First sale
- Nov 20, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors10 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2010 | Amendment | $900,000 | $0vs Dec 3, 2009 | 13 | SEC filing |
| Feb 5, 2010 | Initial | Yet to sell | No comparison | 13 | SEC filing |
| Dec 28, 2009 | Initial | $1 | No comparison | 12 | SEC filing |
| Dec 3, 2009 | Initial | $900,000 | No comparison | 10 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 04, 05, 04.1, 06, 04.2, 46, 04.3
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-136588
Est.Committed cash equity/PG-debt/contingent RE/other interests, as cap. contributions/assets est. value, not SOLD nor offered as sec.; all Certif. Unit. Interests (Member/NM) issued/assigned vs future labor in part/whole: issued NM-ints 12/09 priced $900
None to date; this may change, but MM/BRR's position is LLC interests are NOT securities for 33 Act purposes on 3/10; this Form D filed to put public on NOTICE that capitalization contingencies, litigation pricing, changed rev. model= non-securities
Source: Form D, filed Mar 10, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dominic Joseph Cornelius | Executive |
| Brud Rudolph Rossmann | Executive |
| Antonio Varano | Director |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
19 Front Street Suite 3 N
Newburgh, NY, 12550
Newburgh, NY, 12550