Form D · Other Investment Fund

Savile Row MLP III, LLC

Carmel, IN · CIK 0001573585

Offering snapshot reported Apr 4, 2019 · SEC filing

Reported sold
$40M
Indefinite offering
Investors reported
93
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 26, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20M$40MApr 4, 2013: $4,244,000.00Apr 4, 2013Jul 8, 2013: $7,681,000.00Oct 8, 2013: $17,741,000.00Apr 9, 2014: $16,301,000.00Jul 11, 2014: $22,547,000.00Jan 14, 2015: $26,527,000.00Apr 13, 2015: $28,477,000.00Apr 13, 2016: $30,104,000.00Apr 11, 2017: $35,934,000.00Apr 11, 2018: $39,154,000.00Apr 4, 2019: $39,999,000.00Apr 4, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$39,154,000 → $39,999,000
  • Reported investors90 → 93

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2019Amendment$39,999,000$845,000vs Apr 11, 201893SEC filing
Apr 11, 2018Amendment$39,154,000$3,220,000vs Apr 11, 201790SEC filing
Apr 11, 2017Amendment$35,934,000$5,830,000vs Apr 13, 201683SEC filing
Apr 13, 2016Amendment$30,104,000$1,627,000vs Apr 13, 201573SEC filing
Apr 13, 2015Amendment$28,477,000$1,950,000vs Jan 14, 201566SEC filing
Jan 14, 2015Amendment$26,527,000$3,980,000vs Jul 11, 201462SEC filing
Jul 11, 2014Amendment$22,547,000$6,246,000vs Apr 9, 201452SEC filing
Apr 9, 2014Amendment$16,301,000-$1,440,000vs Oct 8, 201347SEC filing
Oct 8, 2013Amendment$17,741,000$13,497,000vs Apr 4, 201343SEC filing
Jul 8, 2013Amendment$7,681,000$3,437,000vs Apr 4, 201331SEC filing
Apr 4, 2013Initial$4,244,000No comparison22SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-194512

Source: Form D, filed Apr 4, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAVILE ROW MLP III LLC

Investment adviser: OXFORD FINANCIAL GROUP, LTD. LLC

Gross asset value
$15M
Beneficial owners
73
ADV minimum commitment
$100K

Reported in Form ADV on Mar 3, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KATZ, SAPPER & MILLER LLP INDIANAPOLIS, Indiana, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

KATZ, SAPPER & MILLER LLP
PCAOB 2804

Filing source

Form ADV 1390170 · Mar 3, 2020 · Schedule D 7.B.(1), fund 805-1169523464

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tim M. Dean Director, Executive
Mark M Green Director, Executive
Lisa A. Walker Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11711 N. Meridian St. Ste. 600
Carmel, IN, 46032