Form D · Other

SAUGATUCK CAPITAL Co IX, LLC

Wilton, CT · CIK 0001623456

Offering snapshot reported Nov 10, 2015 · SEC filing

Reported sold
$2.2M
Offering amount: $2.2M
Investors reported
20
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 2, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 10, 2015Initial$2,200,000No comparison20SEC filing
Oct 28, 2014Initial$6,648,000No comparison20SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-250946

Source: Form D, filed Nov 10, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAUGATUCK CAPITAL COMPANY IX, LLC

Investment adviser: SAUGATUCK CAPITAL COMPANY

Gross asset value
$43.3K
Beneficial owners
20
ADV minimum commitment
$10K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1848120 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-9271265779

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gary Goldberg Executive
Stuart W. Hawley Executive
N/A Saugatuck Management Ix, Llc Executive

Issuer details

Industry: Other (See others in industry)

Address:
187 Danbury Road
Wilton, CT, 06897