Form D · Other
SAUGATUCK CAPITAL Co IX, LLC
Wilton, CT · CIK 0001623456
Offering snapshot reported Nov 10, 2015 · SEC filing
- Reported sold
- $2.2M Offering amount: $2.2M
- Investors reported
- 20 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 2, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 10, 2015 | Initial | $2,200,000 | No comparison | 20 | SEC filing |
| Oct 28, 2014 | Initial | $6,648,000 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-250946
Source: Form D, filed Nov 10, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SAUGATUCK CAPITAL COMPANY IX, LLC
Investment adviser: SAUGATUCK CAPITAL COMPANY
- Gross asset value
- $43.3K
- Beneficial owners
- 20
- ADV minimum commitment
- $10K
Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1848120 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-9271265779
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gary Goldberg | Executive |
| Stuart W. Hawley | Executive |
| N/A Saugatuck Management Ix, Llc | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Wilton, CT, 06897