Form D · Other Technology
Palladyne AI Corp.
Salt Lake City, UT · CIK 0001826681
Offering snapshot reported Nov 14, 2024 · SEC filing
- Reported sold
- $6.95M Offering amount: $6.95M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 31, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2024 | Initial | $6,946,236 | No comparison | 4 | SEC filing |
| May 10, 2022 | Initial | $53,863,446 | No comparison | 26 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $420K
- Finders' fees
- $0
- Form D file number
- 021-529452
The Total Offering Amount and Total Amount Sold include amounts relating to (1) 430,105 shares of Common Stock and 3,220,805 Warrants sold in a private placement and (2) the registered issuance of 2,790,700 shares of Common Stock registered on Form S-3.
In connection with the offering, the placement agent received a cash placement fee equal to 7.0% of the gross proceeds received from the sale of the securities arranged by the placement agent, among other items.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| A.G.P./Alliance Global Partners | 8361 |
Source: Form D, filed Nov 14, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kiva Allgood | Director, Executive |
| Priya Balasubramaniam | Director |
| Brian D. Finn | Director |
| Denis Garagic | Executive |
| Steven Hansen | Executive |
| Peter Klein | Director |
| Kristi Martindale | Executive |
| Matthew Shigenobu Muta | Director |
| Matthew Shigenobu Muta | Director |
| Eric T. Olson | Director |
| Jurgen Pedersen | Executive |
| Laura J. Peterson | Director |
| Stephen Sonne | Executive |
| Trevor Thatcher | Executive |
| Matthew Vogt | Executive |
| Dennis J. Weibling | Director |
| Benjamin G. Wolff | Director, Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
650 South 500 West Suite 150
Salt Lake City, UT, 84101
Salt Lake City, UT, 84101