Form D · Oil and Gas
SARATOGA RESOURCES INC /TX
Houston, TX · CIK 0001096339
Offering snapshot reported May 25, 2012 · SEC filing
- Reported sold
- $19.3M Offering amount: $19.3M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 24, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 25, 2012 | Initial | $19,308,500 | No comparison | 28 | SEC filing |
| Jul 19, 2011 | Initial | $28,250,000 | No comparison | 25 | SEC filing |
| May 2, 2011 | Initial | $7,443,948 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 46
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $634K
- Finders' fees
- $0
- Form D file number
- 021-178865
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| C.K. Cooper & Company | 106578 | |
| Ladenburg Thalmann & Co. Inc. | 505 |
Source: Form D, filed May 25, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Aldridge | Executive |
| Andrew Clifford | Director, Executive |
| Thomas Cooke | Director, Executive |
| Brian Daigle | Executive |
| Edward Hebert | Executive |
| Randall Mc Donald | Executive |
| William Rhea | Director |
| John William Rhea | Director |
| Kevin Smith | Director |
| Rex White | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
7500 San Felipe Suite 675
Houston, TX, 77063
Houston, TX, 77063