Form D · Private Equity Fund
Saratoga Asia III L.P.
George Town, E9 · CIK 0001534042
Offering snapshot reported Nov 2, 2011 · SEC filing
- Reported sold
- Yet to sell Offering amount: $450M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 2, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $9.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-168150
The general partner reserves the right to offer a greater or lesser amount of limited partner interests.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 | |
| UBS, AG | None |
Source: Form D, filed Nov 2, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
SARATOGA ASIA III, L.P.
Investment adviser: SARATOGA CAPITAL (SINGAPORE) PTE. LTD.
- Gross asset value
- $12.6M
- Beneficial owners
- 14
- ADV minimum commitment
- $10M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST AND YOUNG LLP
PCAOB 1247
Filing source
Form ADV 2089020 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1620793533
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mora Goddard | Director |
| Jon Herrick | Director |
| Kay Mock | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:George Town, E9, KY1-9005