Form D · Other
Sarama Resources Ltd.
Subiaco, C3 · CIK 0001534381
Offering snapshot reported Nov 8, 2011 · SEC filing
- Reported sold
- $445K Offering amount: $741K
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 2, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2011 | Initial | $444,845 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $26.7K
- Finders' fees
- $0
- Form D file number
- 021-168344
Reported amounts are in US$ and were calculated from CDN$ at the Bank of Canada Noon Exchange Rate of 1.0126 on 11/2/2011. Item C reflects the full exercise price of all warrants.
Issuer's Units are comprised of 1 common share and a one-half common share purchase warrant. Whole warrants are redeemable for 1 share of Issuer's common stock for CDN$1.20 and expire 11/2/2013.
Sales commission was CDN$27,027 plus 30,030 warrants exercisable at CDN$0.90 and expiring 11/2/2013. Reported amount is in US$ and was calculated from CDN$ at the Bank of Canada Noon Exchange Rate of 1.0126 on 11/2/2011.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cormark Securities (USA) Limited | 101000 |
Source: Form D, filed Nov 8, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Andrew Dinning | Director, Executive, Promoter |
| T. Sean Harvey | Director, Promoter |
| Lawrence Simon Jackson | Director, Promoter |
| Nicholas B. Longmire | Executive |
| William S. Turner | Director |
Issuer details
Industry: Other (See others in industry)
Address:
245 Churchill Ave Suite 8
Subiaco, C3, 6008
Subiaco, C3, 6008