Form D · Other

Sapphire Stone Ventures LLC

New York, NY · CIK 0001744233

Offering snapshot reported Jun 21, 2018 · SEC filing

Reported sold
$500K
Offering amount: $500K
Investors reported
13
Form D · investor count
Minimum accepted
$3.33K
Reported outside-investor minimum
First sale
Jun 8, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 21, 2018Initial$500,000No comparison13SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$50K
Finders' fees
$0
Form D file number
021-315077
To be paid to WealthForge Securities, LLC CRD # 152550

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WealthForge Securities LLC152550WealthForge Securities LLC · CRD 152550

Source: Form D, filed Jun 21, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAPPHIRE STONE VENTURES LLC

Investment adviser: LAWSHARES, LLC

Gross asset value
$500K
Beneficial owners
13
ADV minimum commitment
$3.33K

Reported in Form ADV on Jun 5, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian ATLANTIC CAPITAL BANK ATLANTA, Georgia, United States Related to adviser: No
Marketer WEALTHFORGE SECURITIES, LLC RICHMOND, Virginia, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEALTHFORGE SECURITIES, LLC
CRD 152550 · SEC 8-68464

Filing source

Form ADV 1327034 · Jun 5, 2019 · Schedule D 7.B.(1), fund 805-6396839409

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Greenberg Executive
Max Volsky Executive

Issuer details

Industry: Other (See others in industry)

Address:
33 Whitehall Street Floor 16
New York, NY, 10004