Form D · Other Health Care
SAPHEON, INC.
Morrisville, NC · CIK 0001463358
Offering snapshot reported Nov 21, 2013 · SEC filing
- Reported sold
- $3.56M Offering amount: $10M
- Investors reported
- 49 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 15, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2013 | Initial | $3,559,945 | No comparison | 49 | SEC filing |
| Aug 22, 2012 | Initial | $3,102,187 | No comparison | 33 | SEC filing |
| Mar 1, 2012 | Initial | $1,322,500 | No comparison | 13 | SEC filing |
| Aug 18, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Apr 18, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 7, 2011 | Amendment | $2,399,250 | $1,918,000vs May 13, 2010 | 48 | SEC filing |
| May 13, 2010 | Initial | $481,250 | No comparison | 4 | SEC filing |
| May 5, 2009 | Initial | $50,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-206719
Convertible Promissory Notes 2013 Series 1 and 2
Source: Form D, filed Nov 21, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Aaron Berez | Director, Executive |
| Donald Crawford | Director, Executive |
| R. Donald Crawford | Director, Executive |
| Y. King Liu | Director, Promoter |
| Rod Raabe | Director, Executive |
| Rodney Raabe | Director, Executive |
| Rod Rabbe | Director, Executive |
| Gene Sanders | Director |
| H. John Stalcup | Director, Executive, Promoter |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
951 Aviation Parkway, Suite 900
Morrisville, NC, 27560
Morrisville, NC, 27560