Form D · Other
Santacruz Silver Mining Ltd.
Vancouver, A1 · CIK 0001548536
Offering snapshot reported Oct 20, 2021 · SEC filing
- Reported sold
- $382K Offering amount: $878K
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 7, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$371,567 → $381,736
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 20, 2021 | Amendment | $381,736 | $10,169vs Oct 22, 2020 | 13 | SEC filing |
| Apr 23, 2021 | Initial | $1,396,096 | No comparison | Not reported | SEC filing |
| Oct 22, 2020 | Initial | $371,567 | No comparison | 13 | SEC filing |
| Jul 21, 2016 | Initial | $85,173 | No comparison | 2 | SEC filing |
| Feb 25, 2013 | Initial | $1,097,055 | No comparison | 1 | SEC filing |
| Apr 27, 2012 | Initial | $357,454 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $18.8K
- Finders' fees
- $0
- Form D file number
- 021-378620
total amount remaining to be sold represents potential exercise of warrants issued to U.S. investors; C$1.3275=US$1.00
Unit offering, each unit consisting of one common share and one warrant; each warrant exercisable for one common share at C$0.30 for 36 months
In addition to the cash commission of $18,779.30, a total of 88,776 warrants were issued to the sales agents; each warrant is exercisable for one common share of the issuer at C$0.30 for 3 years
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Haywood Securities USA Inc. | 42072 | Haywood Securities Inc. · CRD 42072 |
| Canaccord Genuity Wealth management (USA) Inc. | 7449 | Canaccord Genuity Corp. |
Source: Form D, filed Oct 20, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Craig Angus | Director |
| Arturo Prestamo Elizondo | Director, Executive |
| W. Barry Girling | Director |
| James Harris | Executive |
| James Hutton | Director |
| Roland Lohner | Director |
| Cesar Maldonado | Executive |
| Robert G. Mc Morran | Executive |
| Larry Okada | Director |
| Arturo Prestamo Elizondo | Director, Executive |
| Carlos Silva Ramos | Director, Executive |
| Francisco Ramos | Director, Executive |
| Federico Villasenor | Director |
| Frederico Villasenor | Director |
Issuer details
Industry: Other (See others in industry)
Address:
880, 580 Hornby Street
Vancouver, A1, V6C 3B6
Vancouver, A1, V6C 3B6