Form D · Other
Santa Barbara Resources Ltd
White Rock, A1 · CIK 0001497113
Offering snapshot reported Jul 21, 2010 · SEC filing
- Reported sold
- $951K Offering amount: $1.58M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 7, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2010 | Initial | $950,594 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $61.8K
- Finders' fees
- $0
- Form D file number
- 021-145313
(c) represents maximum potential exercise price of warrants issued to U.S. investors
Offering was for units, each unit consisting of 1 common share + 1/2 common share purchase warrant; each whole warrant is exercisable for 1 common share at Cdn$1.00 for 24 months following closing
In addition to cash commission of $61,789, agents received 86,710 warrants; each warrant is exercisable for 1 common share of the issuer's stock at Cdn$.75 for 24 months following closing
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dundee Securities Corporation | None | Dundee Securities Inc. · CRD 39759 |
| PI Financial Corp. | None | PI Financial (US) Corp. · CRD 127404 |
Source: Form D, filed Jul 21, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Eric H. Edwards | Director |
| Carl Hering | Director |
| Christoph Lassl | Director, Executive |
| Rod Mc Keen | Director |
| Doris Meyer | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Unit 1 15782 Marine Drive
White Rock, A1, V4B 1E6
White Rock, A1, V4B 1E6