Form D · Hedge Fund
SANLAM CENTRE SUB-SAHARAN AFRICA EQUITY FUND, LLC
New York, NY · CIK 0001440787
Offering snapshot reported Oct 5, 2018 · SEC filing
- Reported sold
- $24.7M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jul 15, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$0 → $5,000,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2018 | Amendment | $24,658,943 | $0vs Oct 5, 2017 | 2 | SEC filing |
| Oct 5, 2017 | Amendment | $24,658,943 | -$341,057vs Oct 5, 2016 | 2 | SEC filing |
| Oct 5, 2016 | Amendment | $25,000,000 | $0vs Oct 5, 2015 | 1 | SEC filing |
| Oct 5, 2015 | Amendment | $25,000,000 | $0vs Oct 3, 2014 | 1 | SEC filing |
| Oct 3, 2014 | Amendment | $25,000,000 | $0vs Mar 13, 2014 | 1 | SEC filing |
| Mar 13, 2014 | Amendment | $25,000,000 | $351,057vs Mar 13, 2013 | 1 | SEC filing |
| Mar 13, 2013 | Amendment | $24,648,943 | $0vs Mar 13, 2012 | 1 | SEC filing |
| Mar 13, 2012 | Amendment | $24,648,943 | $648,943vs Jul 27, 2010 | 1 | SEC filing |
| Jul 27, 2010 | Amendment | $24,000,000 | $0vs Aug 14, 2009 | 1 | SEC filing |
| Aug 14, 2009 | Amendment | $24,000,000 | No comparison | 1 | SEC filing |
| Jul 21, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $45K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-120689
The $45,000 monthly fee is paid by the Issuer's manager to PineBridge Securities LLC (formerly known as AIG Equity Sales Corp) to market several of the manager's products (including marketing of the Issuer).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PineBridge Securities LLC | 5967 |
Source: Form D, filed Oct 5, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James A. Abate | Director |
| Louis Almerini | Executive |
| Centre Asset Management, Llc | Executive |
| Terrence Clancy | Executive |
| Laura Hancock | Executive |
| Aig Investments Management Llc N/A | Executive |
| Anik Sen | Executive |
| Jonathan D. Stichbury | Executive |
| Jonathon D. Stichbury | Director |
| Robin Thorn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
48 Wall Street Suite 1100
New York, NY, 10005
New York, NY, 10005