Form D · Other Investment Fund
Sankaty Direct Lending Fund (L), L.P.
Boston, MA · CIK 0001632415
Offering snapshot reported Feb 5, 2015 · SEC filing
- Reported sold
- $149M Indefinite offering
- Investors reported
- 242 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 21, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2015 | Initial | $149,284,284 | No comparison | 242 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-233607
UBS is expected to be paid a fee in an amount equal to 50% of the advisory fees borne by investors introduced by UBS.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | UBS Financial Services Inc. ("UBS") · CRD 8174 |
Source: Form D, filed Feb 5, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Athanasoulas | Executive |
| Alon Avner | Executive |
| Tim Barns | Executive |
| Kyle Betty | Executive |
| Michael Bevacqua | Executive |
| Andrew Carlino | Executive |
| Robert Cunjak | Executive |
| Stuart E. Davies | Executive |
| Jonathan De Simone | Executive |
| Michael Ewald | Executive |
| Sally Fassler | Executive |
| Kimberly Harris | Executive |
| Jeffrey B. Hawkins | Executive |
| Viva Hyatt | Executive |
| James Kellogg | Executive |
| Jonathan S. Lavine | Executive |
| Chris Linneman | Executive |
| Susan Lynch | Executive |
| Barnaby Lyons | Executive |
| David Mc Carthy | Executive |
| Nicholas Nomicos | Executive |
| Vikram Punwani | Executive |
| Ranesh Ramanathan | Executive |
| Gauthier Reymondier | Executive |
| Jeffrey Robinson | Executive |
| Kathleen Rockey | Executive |
| David Ross | Executive |
| Tom Sargeant | Executive |
| Mitchell Stack | Executive |
| Robert Weiss | Executive |
| John Wright | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
John Hancock Tower 200 Clarendon Street
Boston, MA, 02116
Boston, MA, 02116