Form D · Other Investment Fund
Sankaty DIP Opportunities (Offshore), L.P.
Boston, MA · CIK 0001470564
Offering snapshot reported Oct 29, 2009 · SEC filing
- Reported sold
- $285M Offering amount: $285M
- Investors reported
- 294 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$116,350,000 → $284,580,000
- Reported investors144 → 294
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 29, 2009 | Amendment | $284,580,000 | $168,230,000vs Oct 19, 2009 | 294 | SEC filing |
| Oct 19, 2009 | Amendment | $116,350,000 | $94,800,000vs Sep 16, 2009 | 144 | SEC filing |
| Sep 16, 2009 | Initial | $21,550,000 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.76M
- Finders' fees
- $0
- Form D file number
- 021-134488
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| J.P. MORGAN SECURITIES, INC. | 79 |
Source: Form D, filed Oct 29, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard C. Albright | Executive |
| Timothy M. Barnes | Executive |
| Kyle Betty | Executive |
| Michael J. Bevacqua | Executive |
| Stuart Davies | Executive |
| Jonathan Desimone | Executive |
| Sean Doherty | Executive |
| Michael Ewald | Executive |
| Diane Exter | Executive |
| Sally Fassler | Executive |
| Michael Goss | Executive |
| Jeffrey Hawkins | Executive |
| James Kellogg Iii | Executive |
| Jonathan Lavine | Executive |
| David Mccarthy | Executive |
| Kristen Mugford | Executive |
| Ben Thorndike | Executive |
| Steven Wolin | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02199