Form D · Investing

SandPointe Asset Management, LLC

West Palm Beach, FL · CIK 0001649843

Offering snapshot reported May 24, 2017 · SEC filing

Reported sold
$23.8M
Indefinite offering
Investors reported
48
Form D · investor count
Minimum accepted
$95K
Reported outside-investor minimum
First sale
Jul 27, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.9M$23.8MAug 7, 2015: $4,500,000.00Aug 7, 2015May 24, 2017: $23,815,076.00May 24, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,500,000 → $23,815,076
  • Reported investors3 → 48
  • Minimum accepted$250,000 → $95,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 24, 2017Amendment$23,815,076$19,315,076vs Aug 7, 201548SEC filing
Aug 7, 2015Initial$4,500,000No comparison3SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$250K
Finders' fees
$0
Form D file number
021-245329
Pace Capital Corp. received the above commission as part of an initial capital raise of $5,000,000. They are no longer engaged as a broker for the offering.

Source: Form D, filed May 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Roger Brinner Executive
Vic Bubnow Executive
Dennis R. Hammond Director, Executive
Rob Robinson Executive

Issuer details

Industry: Investing (See others in industry)

Address:
777 S. Flagler Drive West Tower, Suite 1800
West Palm Beach, FL, 33401