Form D · Other
San Gold CORP
Winnipeg, A2 · CIK 0001404811
Offering snapshot reported Mar 12, 2014 · SEC filing
- Reported sold
- $23.8M Offering amount: $70.1M
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 7, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2014 | Initial | $23,750,000 | No comparison | 4 | SEC filing |
| Aug 9, 2010 | Initial | $29,847,815 | No comparison | 3 | SEC filing |
| Jun 22, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.44M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-213374
Up to 20,000,000 broker warrants may be issued, exercisable for 3 years from issuance at $0.2545 per warrant based on actual sales made by Fairfax Securities Corporation, hypothetically exercisable for up to $5,090,000.
Includes up to: (i) $60 million 11% Senior Secured Convertible Notes, (ii) $5 million common shares and (iii) 20 million broker warrants (see Item 13).
The commission may total up to (i) $2,100,000 based on potential offering of $60 million in notes + (ii) $250,000 based on potential offering of $5 million in common stock, + (iii) up to $5,090,000 (the value of any broker warrants issued; see Item 13).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Fairfax Securities Corporation | 37967 | |
| Fairfax Securities Corporation | 37967 |
Source: Form D, filed Mar 12, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael Anderson | Director |
| Ian Berzins | Director, Executive |
| Richard Boulay | Director |
| Bob Brennan | Director |
| Tim Friesen | Executive |
| Greg Gibson | Director |
| Dale Ginn | Director, Executive |
| S.W. (Steve) Harapiak | Director |
| Ben Hubert | Director |
| Gestur Kristjansson | Executive |
| James W. Mc Cutcheon | Director |
| Michael Michaud | Executive |
| Michael E. Power | Director |
| Mandeep Rai | Executive |
| Eric Setchell | Executive |
| Courtney Shearer | Director |
| Hugh Wynne | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
212 1661 Portage Ave.
Winnipeg, A2, R3J 3T7
Winnipeg, A2, R3J 3T7