Form D · Hedge Fund

Samson High Grade Fixed Income IDF LLC

New York, NY · CIK 0001503560

Offering snapshot reported Oct 25, 2012 · SEC filing

Reported sold: $24.8M
Investors reported: 2
Minimum accepted: $300K
First sale: Oct 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$22,575,260 → $24,798,767
Reported investors1 → 2
Minimum accepted$5,000,000 → $300,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 25, 2012	Amendment	$24,798,767	$2,223,507vs Oct 25, 2011	2	SEC filing
Oct 25, 2011	Amendment	$22,575,260	$0vs Oct 26, 2010	1	SEC filing
Oct 26, 2010	Initial	$22,575,260	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-149567

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stern Capital LLC	131226

Source: Form D, filed Oct 25, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAMSON HIGH GRADE FIXED INCOME IDF

Investment adviser: SAMSON CAPITAL ADVISORS LLC

Gross asset value: $26.1M
Beneficial owners: 2
ADV minimum commitment: $5M

Reported in Form ADV on Sep 23, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator EISNER AMPER FUND SERVICES LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG NASSAU, Bahamas, The

Custodian CITIGROUP PRIVATE BANK NEW YORK, New York, United States Related to adviser: No

Marketer STERN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STERN CAPITAL LLC
CRD 131226 · SEC 8-66433

Filing source

Form ADV 757952 · Sep 23, 2013 · Schedule D 7.B.(1), fund 805-5386637530

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph A. Abraham	Executive
Nils P. Brous	Executive
Maria T. Carlson	Executive
Carolyn N. Dolan	Executive
Scott D. Einhorn	Executive, Promoter
John H. Haldeman	Executive
Iraj Kani	Executive
Jonathan E. Lewis	Executive, Promoter
Kenneth Potts	Executive
Daniel W. Stanton	Executive
Judy W. Temel	Executive
Benjamin S. Thompson	Executive
Dexter Torres	Executive
Mary L. Walsh	Executive
Andrew O. White	Executive
Roy J. Zuckerberg	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

600 Lexington Avenue 20 Th Floor
New York, NY, 10022