Form D · Other Investment Fund
SAMI Investments LLC
Portage, MI · CIK 0001500245
Offering snapshot reported Aug 31, 2010 · SEC filing
- Reported sold
- $600K Offering amount: $10M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 18, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 31, 2010 | Initial | $600,326 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-147122
500,000 is the maximum sales expense if all capital is raised through a broker/dealer. $0 will be the minimum sales expense if the all capital is raised internally by SAMI Investments LLC. Currently we do not have a selling arrangement with any B/D
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| SAMI Investments LLC | None |
Source: Form D, filed Aug 31, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Houston Paul Peterson | Director, Executive, Promoter |
| Sylvia Ann Peterson | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
440 W. Centre Ave Suite 1
Portage, MI, 49024
Portage, MI, 49024