Form D · Other Investment Fund

SAM Alternative Assets SPC

New York, NY · CIK 0001690303

Offering snapshot reported Dec 14, 2017 · SEC filing

Reported sold: $125M
Investors reported: 8
Minimum accepted: $1M
First sale: Jan 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 14, 2017	Amendment	$125,000,000	$0vs Dec 9, 2016	8	SEC filing
Dec 9, 2016	Initial	$125,000,000	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-275974

Source: Form D, filed Dec 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SAM ALTERNATIVE ASSETS SPC

Investment adviser: SLIFKA ASSET MANAGEMENT SERVICES, L.L.C.

Gross asset value: $125M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on May 30, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ROYAL BANK OF CANADA NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian ROYAL BANK OF CANADA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ROYAL BANK OF CANADA
SEC 8-155108

Filing source

Form ADV 1185803 · May 30, 2018 · Schedule D 7.B.(1), fund 805-9139880167

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Randy Slifka	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Slifka Asset Mgmt. Services, Llc 505 Park Avenue
New York, NY, 10022