Form D · Oil and Gas
SAM 1&2 Joint Venture
Plano, TX · CIK 0001491146
Offering snapshot reported May 11, 2010 · SEC filing
- Reported sold
- $66.8K Offering amount: $972K
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $6.07K Reported outside-investor minimum
- First sale
- Apr 29, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 11, 2010 | Initial | $66,812 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $97.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-141798
Joint Venture Units
Placement agents, if used, may be paid sales commissions of up to 10%.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Russell Richman | 1584312 | SETHI FINANCIAL INVESTMENTS, INC. · CRD 129292 |
Source: Form D, filed May 11, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sethi Oil & Gas, Inc. | Executive |
| Sameer Sethi | Executive |
| Praveen Sethi | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
2600 K Avenue, Suite 101
Plano, TX, 75074
Plano, TX, 75074